Can Auditing Fail?

I saw someone’s list of requirements for a SQL Server auditing system recently that included many of the standard items most of us would want. DDL changes should be captured, along with configuration alterations. The performance impact should be low, and all versions of SQL Server must be supported. However, there was one requirement that surprised me. This person noted that the auditing must be asynchronous and the application should not be dependent on the auditing. If auditing failed, the application shouldn’t have any of its transactions limited or rolled back.

I’m sure there are use cases where this is important, and where the auditing might not be critical, but the auditing data is available for informational purposes to troubleshoot any issues that relate to the database. However in many places where auditors review information, or the data is part of a legal record, the auditing cannot fail. If it does, then the application needs to stop working. If an audit is truly an audit of activity, then all activity must be audited.

The C2 audit mode in SQL Server has been deprecated. Probably for multiple reasons, but It did seem that the idea that a failure in auditing could stop the database wasn’t a setting many people were willing to implement. To me, this means that auditing isn’t as important as having the system continue to process data. If that’s the case, then is auditing that important?

I know auditing data can be overwhelming. I know that the management of audit data, including archival, is complex. I also know that most of the data isn’t very useful and will never be examined. However when we need audit data, we really, really, need accurate audit data. I really wish that Microsoft would integrate auditing better into SQL Server to ensure the data can be easily managed, compressed, and archived in an automated fashion.

Steve Jones

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